AD 94-01-06

Active

Traffic Alert and Collision Avoidance System II Processors

Key Information
94-01-06
Active
February 04, 1994
Not specified
93-CE-47-AD
39-8788
Applicability
["Appliance"]
Not specified
Airbus SAS ATR - GIE Avions de Transport Régional BAE Systems (Operations) Limited The Boeing Company Bombardier Inc. Dassault Aviation Gulfstream Aerospace LP Textron Aviation Inc. Learjet Inc. Lockheed Martin Corporation Saab AB, Saab Aerosystems Sabreliner Corporation Short Brothers PLC Viking Air Limited Rockwell Collins, Inc.
A300 B2-1A A300 B2-1C A300 B2-203 A300 B2K-3C A320-111 A320-211 A320-212 A320-214 A320-231 A320-232 A320-233 BAC 1-11 200 Series BAC 1-11 400 Series ATR42-200 ATR42-300 ATR42-320 ATR42-500 ATR72-101 ATR72-102 ATR72-201 ATR72-202 ATR72-211 ATR72-212 ATR72-212A ATP Avro 146-RJ100A Avro 146-RJ70A Avro 146-RJ85A BAe 146-100A BAe 146-200A BAe 146-300A 707-100 Long Body 707-100B Long Body 707-100B Short Body 707-200 707-300 Series 707-300B Series 707-300C Series 707-400 Series 727-100 Series 727-100C Series 727-200 Series 727-200F Series 727 Series 727C Series 737-100 Series 737-200 Series 737-200C Series 737-300 Series 737-400 Series 737-500 Series 747-100 Series 747-100B Series 747-100B SUD Series 747-200B Series 747-200C Series 747-200F Series 747-300 Series 747-400 Series 747-400D Series 747-400F Series 747SP Series 747SR Series 757-200 Series 757-200CB Series 757-200PF Series 767-200 Series 767-300 Series DC-10-10 DC-10-10F DC-10-15 DC-10-30 DC-10-30F (KC-10A, KDC-10) DC-10-40 DC-10-40F DC-8-11 DC-8-12 DC-8-21 DC-8-31 DC-8-32 DC-8-33 DC-8-41 DC-8-42 DC-8-43 DC-8-51 DC-8-52 DC-8-53 DC-8-55 DC-8-61 DC-8-61F DC-8-62 DC-8-62F DC-8-63 DC-8-63F DC-8-71 DC-8-71F DC-8-72 DC-8-72F DC-8-73 DC-8-73F DC-8F-54 DC-8F-55 DC-9-11 DC-9-12 DC-9-13 DC-9-14 DC-9-15 DC-9-15F DC-9-21 DC-9-31 DC-9-32 DC-9-32 (VC-9C) DC-9-32F DC-9-32F (C-9A) DC-9-32F (C-9B) DC-9-33F DC-9-34 DC-9-34F DC-9-41 DC-9-51 DC-9-81 (MD-81) DC-9-82 (MD-82) DC-9-83 (MD-83) DC-9-87 (MD-87) MD-11 MD-11F MD-88 CL-600-1A11 (CL-600) CL-600-2A12 (CL-601) CL-600-2B16 (CL-601-3A) CL-600-2B16 (CL-601-3R) CL-600-2B16 (CL-604) DHC-8-101 DHC-8-102 DHC-8-103 DHC-8-106 DHC-8-201 DHC-8-202 DHC-8-301 DHC-8-311 DHC-8-315 DHC-8-400 DHC-8-401 DHC-8-402 Mystere-Falcon 20 - C5 Mystere-Falcon 20 - D5 Mystere-Falcon 20 - E5 Mystere-Falcon 20 - F5 Mystere-Falcon 200 Mystere-Falcon 50 Mystere-Falcon 900 1125 Westwind Astra 300 400A B200 BAe.125 Series 800A BAe.125 Series 800A (C-29A) BAe.125 Series 800A (U-125) BAe.125 Series 800B C90A HS.125 Series 700A HS.125 Series 700B 31 55 60 L-1011-385-1 L-1011-385-1-14 L-1011-385-1-15 L-1011-385-3 340A (SAAB SF340A) SAAB 340B NA-265-60 SD3-60 DHC-7-1 DHC-7-100 DHC-7-101 DHC-7-102 DHC-7-103 Traffic Alert and Collision Avoidance System II processors
Summary

This amendment adopts a new airworthiness directive (AD) that applies to certain Rockwell International, Collins Air Transport Division (Collins), Traffic Alert and Collision Avoidance System (TCAS) II processors that are installed on aircraft. This action requires replacing the existing TCAS II processor with a new processor that incorporates updated computer logic or reprogramming certain processors while they are still on board the aircraft. The development of candidate enhancements to TCAS II logic that improves its utility and increases its overall operational acceptance prompted the proposed action. The actions specified by this AD are intended to prevent collisions or near misses caused by incompatibility between the TCAS II processors and the current air traffic control system.

Action Required

Final rule.

Regulatory Text

94-01-06 ROCKWELL INTERNATIONAL, COLLINS AIR TRANSPORT DIVISION: Amendment 39-8788. Docket No. 93-CE-47-AD. \n\n\tApplicability: Traffic Alert and Collision Avoidance System II processors that are installed on, but not limited to the following airplanes (all serial numbers), certificated in any category: \n\nGeneral Aviation Airplanes: \nAstra Model 1125 airplanes; \nBAC Model 1-11 airplanes; \nBritish Aerospace Model 125-800 airplanes; \nBeech Models C90A, B200, 300, 350, and 400A airplanes; \nCanadair Models CL-600, CL-600-2B16, CL-601, CL-601-1A, and CL-601-3A airplanes; \nLearjet Models 31, 55, and 60 airplanes; \nFalcon Models 20, 50, 200, and 900 airplanes \nGulfstream Models G2 and G3 airplanes; \nBritish Aerospace Models HS-125-700 airplanes; and \nSabreliner Model 60 airplanes.\n\nAir Transport Airplanes: \nAerospatiale Models ATR-42 and ATR-72 airplanes; \nAirbus Industries Models A300B2, A-300B, and A-320 airplanes; \nBritish Aerospace Models ATP and 146 airplanes; \nBoeing Models 707, 727, 737, 747, 757, and 767 airplanes; \nBritish Aerospace/Aerospatiale Model Concorde SST airplanes; \nde Havilland DHC-7 and DHC-8 series airplanes; \nMcDonnell Douglas Models DC-8, DC-9, and DC-10, MD-80, and MD-11 airplanes; \nIlyushin Model IL-86 airplanes; \nLockheed Model L-1011 airplanes; \nSAAB Models SF340A and SF340B airplanes; and \nShorts Models SD3-60-300 airplanes. \n\n\tCompliance: Prior to December 31, 1994, unless already accomplished. \n\n\tTo prevent collisions or near misses caused by incompatibility between the traffic alert and collision avoidance system (TCAS) II processors and the current air traffic control system, accomplish the following: \n\n\t(a)\tIncorporate "Change 6.04A Enhanced" by accomplishing either (1) or (2) below, as applicable: \n\n\t\t(1)\tRemove any TCAS II processor with a part number (P/N) suffix listed in the "Existing P/N Suffix" column of the table below, and install a corresponding TCAS II processor with a P/N listed in the "New P/N Suffix" column of the table below: \n\n\nExisting P/N Suffix\nNew P/N Suffix \n-001, -002, -011,\n-020\n-012, or -612 \n\n-102, -111, or -112\n-120 \n-014\n-320\n\n\tNOTE 1: Collins SB No. 16, TTR-920-34-16, dated December 9, 1993, specifies procedures for incorporating the referenced New P/N suffixes. \n\n\t\t(2)\tChange the part number of the TCAS II unit on board the aircraft by reprogramming the software with a data loader in order to obtain the New P/N Suffix as specified in the following table: \n\n\nExisting P/N Suffix\nNew P/N Suffix \n-012\n-020 \n-112\n-120 \n-014\n-320\n\n\tNOTE 2: Units with P/N suffix of -001, -002, -011, -102, -111, and -612 cannot be reprogrammed on board the aircraft. \n\n\tNOTE 3: Operators are encouraged to update the Airplane Flight Manual (AFM) or AFM Supplement. Collins TTR-920 TCAS II Transmitter Receiver Service Information Letter 2-93, titled "CAS Logic Change 6.04A" specifies the information needed for this update. \n\n\t(b)\tSpecial flight permits may be issued in accordance with FAR 21.197 and 21.199 to operate the airplane to a location where the requirements of this AD can be accomplished. \n\n\t(c)\tAn alternative method of compliance or adjustment of the compliance times that provides an equivalent level of safety may be approved by the Manager, Wichita Aircraft Certification Office, 1801 Airport Road, Room 100, Mid-Continent Airport, Wichita, Kansas 67209. The request shall be forwarded through an appropriate FAA Maintenance Inspector, who may add comments and then send it to the Manager, Wichita Aircraft Certification Office (ACO). \n\n\tNOTE 4: Information concerning the existence of approved alternative methods of compliance with this AD, if any, may be obtained from the Wichita ACO. \n\n\t(d)\tService information that is referenced in this AD may be obtained from Rockwell International/Collins Air Transport Division, 400 Collins Road, NE; Cedar Rapids, Iowa 52498. This information may also be examined at the FAA, Central Region, Office of the Assistant Chief Counsel, Room 1558, 601 E. 12th Street, Kansas City, Missouri 64106. \n\n\t(e)\tThis amendment becomes effective on February 4, 1994.

Supplementary Information

A proposal to amend part 39 of the Federal Aviation Regulations to include an AD that applies to certain Collins TCAS II processors that are installed on aircraft was published in the Federal Register on September 9, 1993 (58 FR 47409). The action proposed to require (1) removing from service all processors that do not have computer logic "Change 6.04A" incorporated; and (2) mandatory incorporation of "Change 6.04A" into the TCAS II computer system.\n\n\tThe affected TCAS II processors are not designed for a specific aircraft type. The Collins TCAS II processors are installed on, but not limited to the following:\n\nGeneral Aviation Airplanes:\nAstra Model 1125 airplanes;\nBAC Model 1-11 airplanes;\nBritish Aerospace Model 125-800 airplanes;\nBeech Models C90A, B200, 300, 350, and 400A airplanes;\nCanadair Models CL-600, CL-600-2B16, CL-601, CL-601-1A, and CL-601-3A airplanes;\nLearjet Models 31, 55, and 60 airplanes;\nFalcon Models 20, 50, 200, and 900 airplanes\nGulfstream Models G2 and G3 airplanes; \nBritish Aerospace Models HS-125-700 airplanes; and\nSabreliner Model 60 airplanes.\n\nAir Transport Airplanes:\nAerospatiale Models ATR-42 and ATR-72 airplanes;\nAirbus Industries Models A300B2, A-300B, and A-320 airplanes;\nBritish Aerospace Models ATP and 146 airplanes;\nBoeing Models 707, 727, 737, 747, 757, and 767 airplanes;\nBritish Aerospace/Aerospatiale Model Concorde SST airplanes;\nde Havilland DHC-7 and DHC-8 series airplanes;\nMcDonnell Douglas Models DC-8, DC-9, and DC-10, MD-80, and MD-11 airplanes;\nIlyushin Model IL-86 airplanes;\nLockheed Model L-1011 airplanes;\nSAAB Models SF340A and SF340B airplanes; and\nShorts Models SD3-60-300 airplanes.\n\n\tInterested persons have been afforded an opportunity to participate in the making of this amendment. Due consideration has been given to the comments received from 31 different owners, operators, manufacturers, and organizations.\n\n\tAll commenters express their concern of theFAA's compliance date of December 30, 1993. The following summarizes the compliance times that the commenters recommended:\n\n21 recommended one year or less;\n\n3 recommended longer than one year; and\n\n7 recommended an extension without a proposed time.\n\nThe National Air Traffic Controllers Association and the Airline Pilots Association both recommend an "aggressive implementation" of "Change 6.04A". The FAA has re-evaluated the December 30, 1993, compliance time and has determined that the compliance time should be changed to December 31, 1994. In addition, "Change 6.04A" has been upgraded to "Change 6.04A Enhanced", which eliminates unnecessary non-crossing resolution advisories (RA's) included in "Change 6.04A". Collins has assured the FAA that (1) the upgrade to "Change 6.04A Enhanced" is minor and will be incorporated in the logic change for the TCAS II processor upgrades; and (2) this compliance time correlates with their schedule for disseminating service information and kits necessary to accomplish the incorporation of "Change 6.04A Enhanced". The proposed AD has been changed to reflect the compliance time change and logic change described above.\n\n\tOne commenter states that the affected aircraft operators should operate their TCAS II units in the "TA Mode Only" until the new logic is incorporated because of possible hidden problems that could exist between different logic versions currently installed. The FAA does not concur that these TCAS II units should be operated in the "TA Mode Only". The information provided by an RA may prove to be useful to the pilot. The pilot has the option of whether to utilize the RA information. The proposed AD is unchanged as a result of this comment.\n\n\tA commenter recommends referencing Collins Service Bulletin (SB) No. 16, TTR-920-34-16, dated December 9, 1993, as a way of complying with the proposed AD. The FAA concurs that this service information is a way of complying with the proposed action, and hasincluded a note in the final rule that so indicates this.\n\n\tAnother commenter proposes a change to the proposed AD that would allow reprogramming the existing unit on board the aircraft as a method of compliance with the proposed action. The FAA concurs that certain existing TCAS II part numbers may be reprogrammed with the unit on board the aircraft. The proposed AD has been modified to include this method on the applicable TCAS II processor part numbers.\n\n\tOne commenter states that reference to the SAAB 340B airplanes in the General Aviation Airplanes list should be deleted. This commenter also recommends that reference to the Aerospatiale ATR-42 and ATR-72 airplanes be moved from the General Aviation Airplanes list to the Air Transport Airplanes list. The FAA concurs and has revised the proposed AD accordingly.\n\n\tOne commenter, who supports the implementation of "Change 6.04A Enhanced", requests that the FAA issue a supplementary notice of proposed rulemaking (NPRM) to propose installing this revised software by June 30, 1995. This commenter states that significant differences exist between "Change 6.04A" and "Change 6.04A Enhanced". The FAA does not concur. Comments received in response to the proposed AD reflect unanimous support for implementing "Change 6.04A Enhanced". The FAA considers the logic change (which reduces non-crossing RA's) to be minor. The intent is to correct the unsafe condition by installing modified TCAS II computer units that incorporate updated logic. The FAA has determined that the requirement to implement Version 6.04A software, including the latest enhancement, will (1) correct the unsafe condition; (2) maintain the same intent originally proposed without altering the substance of the proposed rule; and (3) impose no additional burden on the public than was previously proposed.\n\n\tIn addition, issuing a supplemental NPRM would necessitate (under the provisions of the Administrative Procedures Act) reissuing the notice,reopening the public comment period, considering any additional comments received, and eventually issuing a final rule. The time required for these procedures could take as long as four additional months. In light of this, and in consideration of the amount of time that has already elapsed since issuance of the original NPRM, the FAA concludes that soliciting further public comment is not necessary and that further delay of the final rule action is not appropriate.\n\n\tSeveral commenters request that the FAA revise the economic impact specified in the proposed AD to reflect costs associated with the development, testing prior to certification, and certification of the modified processor. These costs would be absorbed by suppliers, installers, and airline operators. The FAA does not concur that the economic impact statement include this information. The 5 workhours necessary to accomplish the proposed action was provided to the FAA by the TCAS II processor manufacturer based on thebest data available to date. This number represents the time required to install the revised software and test for proper operation after installation. The cost analysis in AD rulemaking actions typically does not include costs associated with development, testing prior to certification, and certification of a modified processor. The proposed action remains unchanged as a result of these comments.\n\n\tAfter careful review of all available information including the comments noted above, the FAA has determined that air safety and the public interest require the adoption of the rule as proposed except for the change in compliance time, the logic reference change, the option of reprogramming certain units on board the aircraft, reference to Collins SB No. 16, TTR-920-34-16, dated December 9, 1993, and minor editorial corrections. The FAA has determined that these changes and corrections will not change the meaning of the AD nor add any additional burden upon the public than was already proposed.\n\n\tThe FAA estimates that 1,995 TCAS II processors in the U.S. registry will be affected by this AD, that it will take approximately 5 workhours per processor (1 workhour for installation and 4 workhours for operational testing) to accomplish the required action, and that the average labor rate is approximately $55 an hour. Based on these figures, the total cost impact of this AD on U.S. operators is estimated to be $548,625. These figures are based on the assumption that none of the operators of the airplanes equipped with the affected TCAS II processors have accomplished the actions specified in this AD.\n\n\tThe regulations adopted herein will not have substantial direct effects on the States, on the relationship between the national government and the States, or on the distribution of power and responsibilities among the various levels of government. Therefore, in accordance with Executive Order 12612, it is determined that this final rule does not have sufficient federalism implications to warrant the preparation of a Federalism Assessment.\n\n\tFor the reasons discussed above, I certify that this action (1) is not a "significant regulatory action" under Executive Order 12866; (2) is not a "significant rule" under DOT Regulatory Policies and Procedures (44 FR 11034, February 26, 1979); and (3) will not have a significant economic impact, positive or negative, on a substantial number of small entities under the criteria of the Regulatory Flexibility Act. A copy of the final evaluation prepared for this action is contained in the Rules Docket. A copy of it may be obtained by contacting the Rules Docket at the location provided under the caption "ADDRESSES".\n\nList of Subjects in 14 CFR Part 39\n\tAir transportation, Aircraft, Aviation safety, Safety.\n\nAdoption of the Amendment\n\tAccordingly, pursuant to the authority delegated to me by the Administrator, the Federal Aviation Administration amends 14 CFR part 39 of the Federal Aviation Regulations as follows:\n\nPART 39 - AIRWORTHINESS DIRECTIVES\n\t1.\tThe authority citation for part 39 continues to read as follows:\nAuthority: 49 U.S.C. App. 1354(a), 1421 and 1423; 49 U.S.C. 106(g); and 14 CFR 11.89.\n\nSection 39.13 - (AMENDED)\n\t2.\tSection 39.13 is amended by adding the following new AD:

AD Assistant

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Contact Information

Mr. Roger A. Souter, Aerospace Engineer, Wichita Aircraft Certification Office, 1801 Airport Road, Room 100, Mid-Continent Airport, Wichita, Kansas 67209; telephone (316) 946-4134; facsimile (316) 946-4407.

References
(Federal Register: January 5, 1994 (Volume 59, Number 3))
--- - Part 39 (59 FR 514 NO. 3 01/05/94)
( Page 514)
FAA Documents